This could include:
Advice regarding your general licensing obligations (appointments, training, outsourcing, breach reporting, dispute resolution, risk management), structuring or growth strategies.
Assistance drafting or reviewing agreements (eg: Authorised representative and Intermediary agreements)
Assistance drafting or reviewing customised disclosure documents (FSGs, SOAs, PDSs)
Purchase or sale of an AFSL
Legal disputes
Responding to ASIC investigation or enforcement action
Licensing Advice
Review and amend IMs
Prepare T&Cs and Privacy Statements for investment platforms
Review and amend application form for ESVCLP funds
Review Trust Deeds and Trustee service arrangements
Prepare Referral Agreements
Review Client agreements
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